WebAug 25, 2024 · Here are a few examples of ways in which you can move beyond the scope of your real estate licensure: Evaluating a legal issue, or drafting legal paperwork. Opining as to the tax ramifications of a transaction. Surveying property lines by “eyeballing” them. Appraising the value of property. WebSolicitors are to be allowed to refer clients onto any financial adviser, regardless of whether they are independent or not. The Solicitors Regulation Authority is set this week to relax …

Referring clients - Australasian Legal Information Institute

WebASIC regulates Australian companies, financial markets, financial services organisations and professionals who deal and advise in investments. As the financial services regulator, we license and monitor financial services businesses to ensure that they operate efficiently, honestly and fairly. These businesses typically deal in superannuation ... WebSep 2, 2024 · Some advice is sufficiently specialized that people can rely on it for life and death matters; in those topic areas significant punishments apply to those who give it negligently. The specific topic areas, the licenses involved, and the punishments all depend on your jurisdiction, but the world over, they are very real. barbadian swizzle

How to Get Cheap or Free Financial Advice - NerdWallet

WebI am currently working for Hackers Holdings Ltd as a legal manager and compliance officer in Fintech. I draft and analyse commercial contracts … WebDec 9, 2016 · If the lawyers had moved all $66 million over to the lower cost Vanguard fund they would have saved $60,261,742 in fees over 30 years. I think $60 million in fees … WebIn the context of money, giving advice is a regulated activity. Only firms that are regulated by the Financial Conduct Authority (FCA) can offer this. This framework is for non … barbadian writers